Legal Shorts | Cummings Law

Legal Shorts

Published on a Friday, Legal Shorts is a short briefing on some of the week’s developments in the financial services industry.

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Previous Issues

  1. Legal Shorts 16.11.18 including European Commission statement on regulating virtual currencies and ICOs Posted: 2018-11-16 10:06:35 By: "Claire Cummings"

  2. Legal Shorts 09.11.18 including FCA speech on Brexit preparationsPosted: 2018-11-09 09:38:40 By: "Claire Cummings"

  3. Crypto Megabytes - Cryptoassets Taskforce: final reportPosted: 2018-11-08 17:56:46 By: "Claire Cummings"

  4. Legal Shorts 02.11.18 including renewed ESMA restriction on CFDs published in OJ Posted: 2018-11-02 20:56:35 By: "Claire Cummings"

  5. Crypto Bytes - a short briefing on some of the week’s developments in the world of cryptocurrenciesPosted: 2018-10-31 10:14:35 By: "Claire Cummings"

  6. Legal Shorts 26.10.18 including EBA work programme for 2019Posted: 2018-10-26 10:00:19 By: "Claire Cummings"

  7. Crypto Bytes - a short briefing on some of the week’s developments in the world of cryptocurrenciesPosted: 2018-10-25 15:55:49 By: "Claire Cummings"

  8. Crypto Megabytes - Firms offering institutional grade digital asset storage solutions in order to attract more crypto investorsPosted: 2018-10-23 10:15:06 By: "Claire Cummings"

  9. Legal Shorts 19.10.18 including LMA publishes updated version of revised Replacement of Screen RatePosted: 2018-10-19 15:06:13 By: "Claire Cummings"

  10. Crypto Bytes - a short briefing on some of the week’s developments in the world of cryptocurrenciesPosted: 2018-10-19 09:17:38 By: "Claire Cummings"

  11. Legal Shorts 12.10.18 including FSB report on potential implications of cryptoassets for future financial stability Posted: 2018-10-14 02:13:17 By: "Claire Cummings"

  12. Crypto Bytes - a short briefing on some of the week’s developments in the world of cryptocurrenciesPosted: 2018-10-12 10:02:45 By: "Claire Cummings"

  13. Legal Shorts 05.10.18 including CMA/ FCA joint report on lessons learned about consumer facing remediesPosted: 2018-10-05 19:06:14 By: "Claire Cummings"

  14. Crypto Bytes - a short briefing on some of the week’s developments in the world of cryptocurrenciesPosted: 2018-10-05 10:16:18 By: "Claire Cummings"

  15. Legal Shorts 01.10.18 including ICO issues first enforcement notice under GDPRPosted: 2018-10-01 18:30:49 By: "Claire Cummings"

  16. Legal Shorts 14.09.18 including European Commission communication on strengthening AML supervisionPosted: 2018-09-17 20:48:42 By: "Claire Cummings"

  17. Service Issue this morningPosted: 2018-09-11 11:42:21 By: "System Administrator"

  18. Legal Shorts 07.09.18 including FCA fines insurance intermediary and chief executive for failing to protect client moneyPosted: 2018-09-07 12:30:12 By: "Claire Cummings"

  19. Legal Shorts 24.08.18 including EC adopts Delegated Regulation adding Pakistan to list of high-risk third countries under MLD4Posted: 2018-08-24 11:30:50 By: "Claire Cummings"

  20. Legal Shorts 17.01.18 including ECON draft report on proposed Regulation on European crowdfunding service providersPosted: 2018-08-16 21:34:05 By: "Claire Cummings"

  21. Legal Shorts 14.08.18 including EIOPA joins Sustainable Insurance ForumPosted: 2018-08-14 04:34:52 By: "Claire Cummings"

  22. Legal Shorts 03.08.18 including warning not to use authorisation status in a promotional wayPosted: 2018-08-03 11:31:21 By: "Claire Cummings"

  23. Euro Shorts 27.07.18 including G20 commitment to implement FATF standards and support for work on crypto assePosted: 2018-07-27 21:11:28 By: "Claire Cummings"

  24. Legal Shorts 27.07.18 including G20 commitment to implement FATF standards and support for work on crypto assetsPosted: 2018-07-27 18:31:59 By: "Claire Cummings"

  25. The New Prospectus RegulationPosted: 2018-07-23 14:55:16 By: "Claire Cummings"

  26. Legal Shorts 20.07.18 including ESMA consults on changes to tick size regime under MiFID IIPosted: 2018-07-20 21:36:15 By: "Claire Cummings"

  27. Legal Shorts 13.07.18 including FCA speech on action to tackle money laundering in capital marketsPosted: 2018-07-13 10:34:53 By: "Claire Cummings"

  28. Legal Shorts 06.07.18 including FCA consults on new financial services directory and improvement of financial services registerPosted: 2018-07-06 18:27:10 By: "Claire Cummings"

  29. PRA “Dear CEO" letter on exposure to crypto-assetsPosted: 2018-07-02 23:14:57 By: "Claire Cummings"

  30. Legal Shorts 22.06.18 including MLD5 published in OJPosted: 2018-06-22 13:31:11 By: "Claire Cummings"

  31. MLD5 introduces cryptocurrency regulationPosted: 2018-06-22 01:51:18 By: "Claire Cummings"

  32. Legal Shorts 15.06.18 including FCA "Dear CEO" letter to banks on crypto-assets and financial crimePosted: 2018-06-15 10:14:51 By: "Claire Cummings"

  33.  “Dear CEO" letter to banks on crypto-assets and financial crimePosted: 2018-06-12 17:32:12 By: "Claire Cummings"

  34. Legal Shorts 08.06.18 including ICO updates Guide to the GDPR including guidance on the definition of "personal data" Posted: 2018-06-08 10:09:58 By: "Claire Cummings"

  35. Legal Shorts 01.06.18 including ESMA final report on suitability requirement guidelines under MiFID IIPosted: 2018-06-01 10:42:29 By: "Claire Cummings"

  36. Legal Shorts 25.08.18 including FCA and BofE evidence to Treasury Committee digital currencies inquiryPosted: 2018-05-25 10:43:37 By: "Claire Cummings"

  37. GDPRPosted: 2018-05-24 15:11:35 By: "Claire Cummings"

  38. Invitation to a seminar: Legal and regulatory solutions to cryptocurrency funds and ICOs Wednesday 6 June 2018Posted: 2018-05-23 21:10:00 By: "Claire Cummings"

  39. FCA and BofE evidence to Treasury Committee digital currencies inquiry Posted: 2018-05-23 20:54:51 By: "Claire Cummings"

  40. Opt in to stay in touchPosted: 2018-05-21 17:21:36 By: "Claire Cummings"

  41. FCA policy statement on retiring guidance relating to inducements and conflicts of interestPosted: 2018-05-21 10:25:40 By: "Claire Cummings"

  42. Legal Shorts 17.05.18 including FCA policy statement on retiring FG12/15 and FG14/1Posted: 2018-05-18 10:44:56 By: "Claire Cummings"

  43. Cryptocurrency Fund Workshop: cryptocurrency hedge funds and the European UnionPosted: 2018-05-17 15:45:01 By: "Claire Cummings"

  44. Legal Shorts 11.05.18 including ICO expands its GDPR guidance on accountability and governance and securityPosted: 2018-05-11 11:16:08 By: "Claire Cummings"

  45. GDPR bites: a series of short podcasts by Cummings Law.Posted: 2018-05-09 16:04:53 By: "Claire Cummings"

  46. Legal Shorts 04.05.18 including PERG publishes updated guidance on good practice reporting by portfolio companiesPosted: 2018-05-04 23:02:34 By: "Claire Cummings"

  47. GDPR bites: a series of short podcasts by Cummings Law.Posted: 2018-05-01 19:18:53 By: "Claire Cummings"

  48. Legal Shorts 27.04.18 including ISDA publishes guide to navigating derivatives trading on US/EU trading venues Posted: 2018-04-27 17:54:27 By: "Claire Cummings"

  49. ESMA final report on technical advice under new Prospectus RegulationPosted: 2018-04-26 16:53:43 By: "Claire Cummings"

  50. HMRC consultation on preventing tax avoidance involving profit fragmentation, by UK resident individuals using offshore structuresPosted: 2018-04-25 16:45:01 By: "Claire Cummings"

  51. Legal Shorts 20.04.18 including ISDA publishes fact sheet on preparation for initial margin regulatory requirementsPosted: 2018-04-20 10:48:55 By: "Claire Cummings"

  52. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-04-18 16:33:05 By: "Claire Cummings"

  53. Invitation to a seminar: Legal and regulatory solutions to cryptocurrency funds and ICOs Wednesday 6 June 2018Posted: 2018-04-17 20:31:08 By: "Claire Cummings"

  54. Legal Shorts 13.04.18 including firms offering cryptocurrency derivatives must be FCA authorisedPosted: 2018-04-13 10:19:05 By: "Claire Cummings"

  55. FCA statement on cryptocurrency derivativesPosted: 2018-04-09 20:59:18 By: "Claire Cummings"

  56. Legal Shorts 06.04.18 including BOE speech on internal FinTech initiativesPosted: 2018-04-06 10:18:32 By: "Claire Cummings"

  57. Cummings Law attending The London Cryptocurrency ShowPosted: 2018-04-04 11:19:36 By: "Claire Cummings"

  58. Cummings Law shortlisted for three HFM AwardsPosted: 2018-03-26 15:58:24 By: "Claire Cummings"

  59. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-03-23 20:29:28 By: "Claire Cummings"

  60. Legal Shorts 23.03.18 including FATF report to G20 ministers and central bank governors Posted: 2018-03-23 10:50:31 By: "Claire Cummings"

  61. Legal Shorts 16.03.18 including FCA update on review of closet tracker fundsPosted: 2018-03-16 10:50:54 By: "Claire Cummings"

  62. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-03-14 20:31:46 By: "Claire Cummings"

  63. Legal Shorts 09.03.18 including FCA update on LEIs under MiFID II and FCA speech on MiFID II implementation  Posted: 2018-03-09 By: "Claire Cummings"

  64. Legal Shorts 02.03.18 including GDPR and data protection reformPosted: 2018-03-02 By: "Claire Cummings"

  65. Legal Shorts 23.02.18 including BCBS sets out sound practices on implications of FinTech for banks and bank supervisorsPosted: 2018-02-23 By: "Claire Cummings"

  66. Legal Shorts 16.02.18 including Events and regulators issue warning on digital assetsPosted: 2018-02-16 By: "Claire Cummings"

  67. Legal Shorts 09.02.18 including events and Alternative Investment Fund Managers (Amendment) Regulations 2018 PublishedPosted: 2018-02-09 By: "Claire Cummings"

  68. Legal Shorts 02.02.18 including feedback request on proposed reforms to the European financial supervisionPosted: 2018-02-02 By: "Claire Cummings"

  69. Legal Shorts 26.01.18 including ESMA Updates MiFID II TTC Calculations for Equities and BondsPosted: 2018-01-26 By: "Claire Cummings"

  70. Legal Shorts 19.01.18 including events and new rules and reforms in 2018 and beyondPosted: 2018-01-19 By: "Claire Cummings"

  71. Legal Shorts 12.01.18 including New FCA transaction reporting instrument reference data errors and omissions formPosted: 2018-01-12 By: "Claire Cummings"

  72. Legal Shorts 05.01.18 including MiFID II: FCA publishes general guidance on authorisationPosted: 2018-01-05 By: "Claire Cummings"

  73. Legal Shorts 15.12.17 including MiFID II: FCA publishes letter on payment for order flowPosted: 2017-12-15 By: "Claire Cummings"

  74. Legal Shorts 08.12.17 including HM Treasury report on UK’s renewed investment management strategyPosted: 2017-12-08 By: "Claire Cummings"