Legal Shorts | Cummings Law

Legal Shorts

Published on a Friday, Legal Shorts is a short briefing on some of the week’s developments in the financial services industry.

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Previous Issues

  1. Legal Shorts 13.07.18 including FCA speech on action to tackle money laundering in capital marketsPosted: 2018-07-13 10:34:53 By: "Claire Cummings"

  2. Legal Shorts 06.07.18 including FCA consults on new financial services directory and improvement of financial services registerPosted: 2018-07-06 18:27:10 By: "Claire Cummings"

  3. PRA “Dear CEO" letter on exposure to crypto-assetsPosted: 2018-07-02 23:14:57 By: "Claire Cummings"

  4. Legal Shorts 22.06.18 including MLD5 published in OJPosted: 2018-06-22 13:31:11 By: "Claire Cummings"

  5. MLD5 introduces cryptocurrency regulationPosted: 2018-06-22 01:51:18 By: "Claire Cummings"

  6. Legal Shorts 15.06.18 including FCA "Dear CEO" letter to banks on crypto-assets and financial crimePosted: 2018-06-15 10:14:51 By: "Claire Cummings"

  7.  “Dear CEO" letter to banks on crypto-assets and financial crimePosted: 2018-06-12 17:32:12 By: "Claire Cummings"

  8. Legal Shorts 08.06.18 including ICO updates Guide to the GDPR including guidance on the definition of "personal data" Posted: 2018-06-08 10:09:58 By: "Claire Cummings"

  9. Legal Shorts 01.06.18 including ESMA final report on suitability requirement guidelines under MiFID IIPosted: 2018-06-01 10:42:29 By: "Claire Cummings"

  10. Legal Shorts 25.08.18 including FCA and BofE evidence to Treasury Committee digital currencies inquiryPosted: 2018-05-25 10:43:37 By: "Claire Cummings"

  11. GDPRPosted: 2018-05-24 15:11:35 By: "Claire Cummings"

  12. Invitation to a seminar: Legal and regulatory solutions to cryptocurrency funds and ICOs Wednesday 6 June 2018Posted: 2018-05-23 21:10:00 By: "Claire Cummings"

  13. FCA and BofE evidence to Treasury Committee digital currencies inquiry Posted: 2018-05-23 20:54:51 By: "Claire Cummings"

  14. Opt in to stay in touchPosted: 2018-05-21 17:21:36 By: "Claire Cummings"

  15. FCA policy statement on retiring guidance relating to inducements and conflicts of interestPosted: 2018-05-21 10:25:40 By: "Claire Cummings"

  16. Legal Shorts 17.05.18 including FCA policy statement on retiring FG12/15 and FG14/1Posted: 2018-05-18 10:44:56 By: "Claire Cummings"

  17. Cryptocurrency Fund Workshop: cryptocurrency hedge funds and the European UnionPosted: 2018-05-17 15:45:01 By: "Claire Cummings"

  18. Legal Shorts 11.05.18 including ICO expands its GDPR guidance on accountability and governance and securityPosted: 2018-05-11 11:16:08 By: "Claire Cummings"

  19. GDPR bites: a series of short podcasts by Cummings Law.Posted: 2018-05-09 16:04:53 By: "Claire Cummings"

  20. Legal Shorts 04.05.18 including PERG publishes updated guidance on good practice reporting by portfolio companiesPosted: 2018-05-04 23:02:34 By: "Claire Cummings"

  21. GDPR bites: a series of short podcasts by Cummings Law.Posted: 2018-05-01 19:18:53 By: "Claire Cummings"

  22. Legal Shorts 27.04.18 including ISDA publishes guide to navigating derivatives trading on US/EU trading venues Posted: 2018-04-27 17:54:27 By: "Claire Cummings"

  23. ESMA final report on technical advice under new Prospectus RegulationPosted: 2018-04-26 16:53:43 By: "Claire Cummings"

  24. HMRC consultation on preventing tax avoidance involving profit fragmentation, by UK resident individuals using offshore structuresPosted: 2018-04-25 16:45:01 By: "Claire Cummings"

  25. Legal Shorts 20.04.18 including ISDA publishes fact sheet on preparation for initial margin regulatory requirementsPosted: 2018-04-20 10:48:55 By: "Claire Cummings"

  26. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-04-18 16:33:05 By: "Claire Cummings"

  27. Invitation to a seminar: Legal and regulatory solutions to cryptocurrency funds and ICOs Wednesday 6 June 2018Posted: 2018-04-17 20:31:08 By: "Claire Cummings"

  28. Legal Shorts 13.04.18 including firms offering cryptocurrency derivatives must be FCA authorisedPosted: 2018-04-13 10:19:05 By: "Claire Cummings"

  29. FCA statement on cryptocurrency derivativesPosted: 2018-04-09 20:59:18 By: "Claire Cummings"

  30. Legal Shorts 06.04.18 including BOE speech on internal FinTech initiativesPosted: 2018-04-06 10:18:32 By: "Claire Cummings"

  31. Cummings Law attending The London Cryptocurrency ShowPosted: 2018-04-04 11:19:36 By: "Claire Cummings"

  32. Cummings Law shortlisted for three HFM AwardsPosted: 2018-03-26 15:58:24 By: "Claire Cummings"

  33. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-03-23 20:29:28 By: "Claire Cummings"

  34. Legal Shorts 23.03.18 including FATF report to G20 ministers and central bank governors Posted: 2018-03-23 10:50:31 By: "Claire Cummings"

  35. Legal Shorts 16.03.18 including FCA update on review of closet tracker fundsPosted: 2018-03-16 10:50:54 By: "Claire Cummings"

  36. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-03-14 20:31:46 By: "Claire Cummings"

  37. Legal Shorts 09.03.18 including FCA update on LEIs under MiFID II and FCA speech on MiFID II implementation  Posted: 2018-03-09 By: "Claire Cummings"

  38. Legal Shorts 02.03.18 including GDPR and data protection reformPosted: 2018-03-02 By: "Claire Cummings"

  39. Legal Shorts 23.02.18 including BCBS sets out sound practices on implications of FinTech for banks and bank supervisorsPosted: 2018-02-23 By: "Claire Cummings"

  40. Legal Shorts 16.02.18 including Events and regulators issue warning on digital assetsPosted: 2018-02-16 By: "Claire Cummings"

  41. Legal Shorts 09.02.18 including events and Alternative Investment Fund Managers (Amendment) Regulations 2018 PublishedPosted: 2018-02-09 By: "Claire Cummings"

  42. Legal Shorts 02.02.18 including feedback request on proposed reforms to the European financial supervisionPosted: 2018-02-02 By: "Claire Cummings"

  43. Legal Shorts 26.01.18 including ESMA Updates MiFID II TTC Calculations for Equities and BondsPosted: 2018-01-26 By: "Claire Cummings"

  44. Legal Shorts 19.01.18 including events and new rules and reforms in 2018 and beyondPosted: 2018-01-19 By: "Claire Cummings"

  45. Legal Shorts 12.01.18 including New FCA transaction reporting instrument reference data errors and omissions formPosted: 2018-01-12 By: "Claire Cummings"

  46. Legal Shorts 05.01.18 including MiFID II: FCA publishes general guidance on authorisationPosted: 2018-01-05 By: "Claire Cummings"

  47. Legal Shorts 15.12.17 including MiFID II: FCA publishes letter on payment for order flowPosted: 2017-12-15 By: "Claire Cummings"

  48. Legal Shorts 08.12.17 including HM Treasury report on UK’s renewed investment management strategyPosted: 2017-12-08 By: "Claire Cummings"