Equity Issues | Cummings Law

Equity Issues

Published weekly every Monday, Equity Issues is a short briefing on some of the week’s developments.

To subscribe to our Equity Issues email, please sign up using the form below:

Previous Issues

  1. Service Issue this morningPosted: 2018-09-11 11:42:21 By: "System Administrator"

  2. Equity Issues 20.08.18 - FCA consults on Global Financial Innovation NetworkPosted: 2018-08-20 08:42:45 By: "Claire Cummings"

  3. Equity Issues 03.08.18 - ISS launches annual global policy surveyPosted: 2018-08-03 16:53:05 By: "Claire Cummings"

  4. Equity Issues 30.07.18 - FATF Report to the G20 Finance Ministers and Central Bank Governors: Virtual Currencies / Crypto-AssetsPosted: 2018-07-30 09:46:52 By: "Claire Cummings"

  5. Equity Issues 23.07.18 - The New Prospectus RegulationPosted: 2018-07-23 09:38:09 By: "Claire Cummings"

  6. Equity Issues 16.07.18 - FCA speech on action to tackle money laundering in capital marketsPosted: 2018-07-16 15:55:22 By: "Claire Cummings"

  7. Equity Issues 02.07.18 - PRA “Dear CEO” letter on exposure to crypto assetsPosted: 2018-07-02 19:46:52 By: "Claire Cummings"

  8. Equity Issues 25.06.18 - FRC Lab report on the use of blockchain in corporate reportingPosted: 2018-06-25 09:09:35 By: "Claire Cummings"

  9. MLD5 introduces cryptocurrency regulationPosted: 2018-06-22 09:21:46 By: "Claire Cummings"

  10.  “Dear CEO" letter to banks on crypto-assets and financial crimePosted: 2018-06-13 00:14:33 By: "Claire Cummings"

  11. Equity Issues 11.06.18 - FRC Independent Review: Call for EvidencePosted: 2018-06-11 09:19:35 By: "Claire Cummings"

  12. Equity Issues 04.06.18 - ESMA final report on suitability requirement guidelines under MiFID IIPosted: 2018-06-04 18:47:35 By: "Claire Cummings"

  13. Equity Issues 25.05.18 - Market Abuse Regulation and Prospectus Regulation: Commission proposals for SME growth market reform Posted: 2018-05-28 09:11:53 By: "Claire Cummings"

  14. GDPRPosted: 2018-05-24 20:07:57 By: "Claire Cummings"

  15. Invitation to a seminar: Legal and regulatory solutions to cryptocurrency funds and ICOs Wednesday 6 June 2018Posted: 2018-05-24 03:36:10 By: "Claire Cummings"

  16. FCA and BofE evidence to Treasury Committee digital currencies inquiry Posted: 2018-05-24 03:27:10 By: "Claire Cummings"

  17. Opt in to stay in touchPosted: 2018-05-21 16:01:04 By: "Claire Cummings"

  18. Equity Issues 18.05.18 - FCA policy statement on retiring guidance relating to inducements and conflicts of interestPosted: 2018-05-21 09:06:46 By: "Claire Cummings"

  19. Cryptocurrency Fund Workshop: cryptocurrency hedge funds and the European UnionPosted: 2018-05-17 22:09:45 By: "Claire Cummings"

  20. Equity Issues 14.05.18 - UK Finance publishes FAQs on the GDPRPosted: 2018-05-14 18:26:42 By: "Claire Cummings"

  21. GDPR bites: a series of short podcasts by Cummings Law.Posted: 2018-05-09 22:38:57 By: "Claire Cummings"

  22. Equity Issues 07.05.18 - BEIS consultation on reform of limited partnership lawPosted: 2018-05-07 09:50:41 By: "Claire Cummings"

  23. GDPR bites: a series of short podcasts by Cummings Law.Posted: 2018-05-02 01:45:47 By: "Claire Cummings"

  24. Equity Issues 30.04.17 - FATF’s 2018 private sector consultative forum: FinTech and RegTech aspectsPosted: 2018-04-30 19:32:23 By: "Claire Cummings"

  25. ESMA final report on technical advice under new Prospectus RegulationPosted: 2018-04-26 23:30:35 By: "Claire Cummings"

  26. Equity Issues 23.04.18 - HMRC consultation on preventing tax avoidance involving profit fragmentation, by UK resident individuals using offshore structuresPosted: 2018-04-23 17:32:51 By: "Claire Cummings"

  27. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-04-18 23:15:46 By: "Claire Cummings"

  28. Invitation to a seminar: Legal and regulatory solutions to cryptocurrency funds and ICOs Wednesday 6 June 2018Posted: 2018-04-18 00:52:46 By: "Claire Cummings"

  29. FCA statement on cryptocurrency derivativesPosted: 2018-04-10 03:44:09 By: "Claire Cummings"

  30. Equity Issues 09.04.18 - Companies House Business Plan - Corporate TransparencyPosted: 2018-04-06 18:57:23 By: "Claire Cummings"

  31. Cummings Law attending The London Cryptocurrency ShowPosted: 2018-04-04 15:34:09 By: "Claire Cummings"

  32. Cummings Law shortlisted for three HFM AwardsPosted: 2018-03-26 22:33:53 By: "Claire Cummings"

  33. FCA approach to supervisionPosted: 2018-03-26 17:32:18 By: "Claire Cummings"

  34. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-03-24 02:57:18 By: "Claire Cummings"

  35. Equity Issues 19.03.18 - FCA discussion paper: Transforming culture in financial servicesPosted: 2018-03-20 14:08:48 By: "Claire Cummings"

  36. ICOs and Crypto Bites: a series of short podcasts by Cummings Law.Posted: 2018-03-15 02:30:14 By: "Claire Cummings"

  37. Equity Issues 05.03.18 - HM Treasury publishes Advisory Notice:  Money Laundering and Terrorist Financing controls in higher risk jurisdictionsPosted: 2018-03-05 By: "Claire Cummings"

  38. Equity Issues 26.02.18 - IOSCO consults on guidance to address conflicts of interest in the equity capital raising processPosted: 2018-02-26 By: "Claire Cummings"

  39. Equity Issues 06.02.18 - Warranty Claims: Validity of Buyer’s Notice of ClaimPosted: 2018-02-06 By: "Claire Cummings"

  40. Equity Issues 30.01.18 - The Sanctions and Anti-Money Laundering BillPosted: 2018-01-30 By: "Claire Cummings"

  41. Equity Issues 24.01.18 - Corporate governance developments expected in 2018Posted: 2018-01-24 By: "Claire Cummings"

  42. Equity Issues 08.01.18 - European Commission consultation on CMU: SME listingsPosted: 2018-01-08 By: "Claire Cummings"

  43. Equity Issues 18.12.17 - BVCA model documents for venture capital investmentsPosted: 2017-12-18 By: "Claire Cummings"

  44. Equity Issues 07.12.17 - FRC consultation on UK Corporate Governance CodePosted: 2017-12-07 By: "Claire Cummings"