Previous Mailings

Legal Shorts 17.11.17 including MiFID II Event and MiFID II: ESMA clarifies trading obligation for shares
Posted: Fri, 17 Nov 2017 06:30:15 +0000, By:

GDPR Webinar slides and recording
Posted: Wed, 15 Nov 2017 15:10:14 +0000, By:

Legal Shorts 10.1117 including MiFID II Event and MiFID II: FCA guidance on trading venue notifications
Posted: Fri, 10 Nov 2017 06:30:14 +0000, By:

General Data Protection Regulation - Mandatory legal agreements between controllers and processors
Posted: Wed, 08 Nov 2017 10:30:11 +0000, By:

FCA expectations for principals of Appointed Representatives
Posted: Mon, 06 Nov 2017 15:30:11 +0000, By:

Legal Shorts 03.11.17 including GDPR Podcast and AIFMs within the scope of MiFID II
Posted: Fri, 03 Nov 2017 06:30:13 +0000, By:

Reminder - webinar tomorrow: GDPR in the alternative investment sector - Everything you need to know to ensure compliance
Posted: Mon, 30 Oct 2017 14:35:21 +0000, By:

The impact of MiFID II on AIFMD investment managers
Posted: Mon, 30 Oct 2017 12:25:11 +0000, By:

Legal Shorts 27.10.17 including MiFID II: ESMA agrees FCA position limits and MiFID II: ESMA publishes responses to consultation on suitability requirements
Posted: Fri, 27 Oct 2017 06:30:14 +0100, By:

MiFID II: EU issues guidance on obtaining brokerage and research services from non-EU brokers
Posted: Thu, 26 Oct 2017 15:46:05 +0100, By: