Previous Mailings

MiFID II - short podcasts on MiFID II by Cummings Law. Podcast II - product governance and distribution
Posted: Fri, 01 Dec 2017 11:00:17 +0000, By:

Legal Shorts 01.12.17 including FCA publishes approach for 2017 firm categorisation review and EMIR: ESAs review of VM requirements
Posted: Fri, 01 Dec 2017 06:30:16 +0000, By:

MiFID II - short podcasts on MiFID II by Cummings Law. Podcast I - an overview of organisational and conduct of business requirements
Posted: Mon, 20 Nov 2017 15:30:13 +0000, By:

Legal Shorts 24.11.17 including FCA publishes guide on cancelling authorisation and IOSCO fourth hedge fund survey
Posted: Fri, 17 Nov 2017 06:30:15 +0000, By:

GDPR Webinar slides and recording
Posted: Wed, 15 Nov 2017 15:10:14 +0000, By:

Legal Shorts 10.1117 including MiFID II Event and MiFID II: FCA guidance on trading venue notifications
Posted: Fri, 10 Nov 2017 06:30:14 +0000, By:

General Data Protection Regulation - Mandatory legal agreements between controllers and processors
Posted: Wed, 08 Nov 2017 10:30:11 +0000, By:

FCA expectations for principals of Appointed Representatives
Posted: Mon, 06 Nov 2017 15:30:11 +0000, By:

Legal Shorts 03.11.17 including GDPR Podcast and AIFMs within the scope of MiFID II
Posted: Fri, 03 Nov 2017 06:30:13 +0000, By:

Reminder - webinar tomorrow: GDPR in the alternative investment sector - Everything you need to know to ensure compliance
Posted: Mon, 30 Oct 2017 14:35:21 +0000, By: