Previous Mailings

MiFID II - short podcasts on MiFID II by Cummings Law. Podcast II - product governance and distribution
Posted: Fri, 01 Dec 2017 11:00:17 +0000, By:

Equity Issues 27.11.17 - FRC Report on risk and viability reporting
Posted: Mon, 27 Nov 2017 10:50:14 +0000, By:

MiFID II - short podcasts on MiFID II by Cummings Law. Podcast I - an overview of organisational and conduct of business requirements
Posted: Mon, 20 Nov 2017 15:30:13 +0000, By:

Equity Issues 20.11.17 - Investment Association Principles of Remuneration for 2018
Posted: Mon, 20 Nov 2017 06:30:12 +0000, By:

GDPR Webinar slides and recording
Posted: Wed, 15 Nov 2017 15:10:14 +0000, By:

General Data Protection Regulation - Mandatory legal agreements between controllers and processors
Posted: Wed, 08 Nov 2017 10:30:11 +0000, By:

Equity Issues 06.11.17 - FCA final COBS rules on availability of information in the IPO process
Posted: Mon, 06 Nov 2017 06:30:12 +0000, By:

Reminder - webinar tomorrow: GDPR in the alternative investment sector - Everything you need to know to ensure compliance
Posted: Mon, 30 Oct 2017 14:35:21 +0000, By:

Equity Issues 30.10.17 - The impact of MiFID II on private equity fund managers
Posted: Mon, 30 Oct 2017 12:55:13 +0000, By:

MiFID II: EU issues guidance on obtaining brokerage and research services from non-EU brokers
Posted: Thu, 26 Oct 2017 15:46:05 +0100, By: